Compliance Executive

Job Description

Description

Apex Group is looking for an experienced and collaborative Compliance Executive to join our inclusive and welcoming team. This full-time compliance role is based in Abu Dhabi and offers an attractive salary and benefits package, including the opportunity to explore flexible working arrangements.

As a Compliance Executive, you will be part of the company’s service offering and performing and providing Compliance, AML, regulatory risk services to regulated entities across ADGM and DFSA, with scope for exposure to other international jurisdictions as part of a wider global compliance servicing.

Role

If you were already in this Compliance and Money Laundering Reporting role, here are some of the areas you would have been working in this week

• Keeping up to date with the relevant DFSA/FSRA rules, regulations and requirements
• Reviewing compliance and internal control procedures and ensuring that they are in adherence with the firm’s Compliance and other manuals, as well as all applicable legislation
• Ensuring that the firm’s Compliance Manual and related documents are kept updated
• Providing guidance and assistance to senior management and employees on compliance-related matters
• Administering firm policies in relation to managing conflict of interests, personal account transactions, use of marketing material, etc.
  

To apply for this role, you will need relevant experience in a similar position. You will also require the following:

• Quick to grasp and implement knowledge
• Excellent PC skills including Word, Excel and Powerpoint
• A proactive team player with a positive attitude towards problem resolution with excellent attention to detail
• The ability to work under pressure and meet tight deadlines.
  

Benefits. As a truly global business, we tailor benefits to each location to safeguard our people and respect local cultures and ways of working. Our people are our greatest asset, and we invest in talent development. Join our global network, and you will benefit from education support, sponsorship and in-house training programs.

Please get in touch with Apex Group today to apply for this full-time Compliance Executive position in Abu Dhabi. We’re looking forward to meeting you.

Apex Group Ltd (“Apex” or “the Group”), established in Bermuda in 2003, is a global financial services provider. With over 80 offices worldwide and 12,000 employees in 38 countries, Apex delivers an expansive range of services to asset managers, financial institutions, private clients, and family offices. Apex’s purpose is to be more than just a financial services provider. The Group is committed to driving positive change to address three core areas: the environment and climate change, women’s empowerment and economic independence, and education and social mobility. Life at Apex isn’t just about the work you do. It’s about embracing the culture and loving what you do. Every employee plays a part in making Apex who we are today, and the more we grow, the more important that becomes. The international nature of our business and global network of offices means that there are opportunities to broaden your life experiences and take short-term or permanent relocation options.